Your choice to work with an independent firm is the first step in getting unbiased recommendations and impartial guidance based directly on your needs and goals. At Capital Securities of Texas, we are committed to listening to you and ensuring that we do everything possible to help secure your long-term success. We have a simple business philosophy – we work for you. Capital Securities of Texas is not affiliated with any insurance or investment companies, so your needs and objectives are truly what drive the products and services we recommend.
We are truly blessed with wonderful clients and consider them family, which is why we take a personal interest in making sure that even though we cannot predict life, we can help prepare for what lies ahead. We partner with you along life’s journey, providing the tools and experience to help make it better, fuller, and simpler. As stewards of others’ finances, the best way we can serve is to walk beside our clients as they make important decisions throughout their lives.
As advisors, we are constantly learning and trying to stay up-to-date amidst the ever-changing markets and their demographics and fundamentals. As a company, we endeavor to stay ahead of the curve, avoid falling back on old theories and methodologies, and provide the best service possible to our clients. Our move to partner with Cambridge Investment Research, Inc., a leading independent broker-dealer, is the latest step in our efforts to provide the best services and products to help our clients achieve their goals.
Mike grew up hunting and fishing in the Texas hill country. His upbringing and being part of a close family contributed to his appreciation of the value of hard work. He lives by a couple simple theories in life. First, find and keep the quality people in your life and cut out the rest because they will only hold you back. Second, take care of your people and they will take care of you – which is how he strives to run his company.
Mike began his career in the financial services industry in 2003 after graduating from Texas State University (formerly Southwest Texas University) with a Bachelor of Arts degree in finance. He co-founded Capital Securities of Texas in 2008 to better serve the needs of individuals, families, and small businesses. He currently holds FINRA Series 7 and 66 securities licenses, as well as life and health insurance licenses.
Alan began his career in the financial services industry in 1989 as a financial analyst with Texas Commerce Bank in El Paso. His career has consisted of engineering and management positions with Cargill Inc. and York International before becoming a financial advisor with Morgan Stanley. He co-founded Capital Securities of Texas in 2008 to better serve the needs of individuals, families, and small businesses.
Alan holds a Bachelor of Arts degree in finance and economics and a Master of Business Administration degree with a concentration in finance from Texas Tech University, as well as a Bachelor of Science degree in mechanical engineering from Texas A&M University. He currently holds FINRA Series 7 and 66 securities licenses, in addition to life and health insurance licenses. He lives in Richardson, Texas, with his wonderfully patient wife of 23 years, Sheri, and is blessed with three children.